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Audits of 401(k) Plans (111W354A16)

Description

401(k) plans are a popular option for employee benefit plans, so you
must have the proper skills to audit these plans effectively. Every
aspect of how to audit a 401(k) plan and prepare financial statements
that satisfy ERISA and SEC requirements are covered in this course. Tap
into ways to plan and conduct 401(k) audits more efficiently and
effectively, and understand the differences between 401(k) audits and
other employee benefit plan audits.

Learning Objectives
  1. Gain an understanding of the requirements for 401(k) audits as distinguished from audits of other types of employee benefit plans
  2. Plan and conduct 401(k) audits more efficiently and effectively
  3. Recognize new developments impacting 401(k) audits
Major Topics
  1. Background of 401(k) audits Audit planning and pre-engagement activities Internal control considerations Auditing the statement of net assets available for benefits Auditing the statement of changes in net assets available for benefits Other auditing considerations The auditor's report Financial statement disclosures Supplemental schedules
Provider
AICPA
Course Level
Basic
CPE Field of Study
Auditing
8
Instructor(s)
Randy Dummer
Location
Online
Event Information
When
Jan 29, 2016
9:00 am - 4:40 pm EST
Location
Online
Total CPE Credits
8
Format
Webcast Replay

Register for this Event

Audits of 401(k) Plans (111W354A16)


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