401(k) plans are a popular option for employee benefit plans, so you
must have the proper skills to audit these plans effectively. Every
aspect of how to audit a 401(k) plan and prepare financial statements
that satisfy ERISA and SEC requirements are covered in this course. Tap
into ways to plan and conduct 401(k) audits more efficiently and
effectively, and understand the differences between 401(k) audits and
other employee benefit plan audits. Topics Discussed: Background of
401(k) audits Audit planning and pre-engagement activities Internal
control considerations Auditing the statement of net assets available
for benefits Auditing the statement of changes in net assets available
for benefits Other auditing considerations The auditor’s report
Financial statement disclosures Supplemental schedules