Advanced Defined Contribution Plans Audit Certificate Exam Review
Description
Through advanced learning exercises, prepare for the Advanced Defined Contribution Plans Audit Certificate Exam and grow your expertise with regard to these types of audits. Step through each phase of a defined benefit plan audit engagement, from planning to reporting and ensure you are familiar with the most current guidance.
This webcast is recommended learning and covers strategies to help you confidently approach the Advanced Defined Contribution Plans Audit Certificate exam.
Learning Objectives
Apply the key concepts and skills for a solid audit foundationspecifically related to defined contribution retirement plans~
Evaluatedefined contribution retirement plan-specific audit circumstances andapply key concepts and skills to audit engagements~
Identify any areasneeded for professional development as outlined in the AICPA’sCompetency Framework: Employee Benefit Plan Auditing
Major Topics
Advanced Defined Contribution Plans Audit Certificate Exam Review includes:
Introduction and background
Planning and general procedures
Internal control
Sampling
Net assets available for benefits
Investments
Changes in net assets available for benefit
Plan tax status
ESOPs
Plan mergers, transfers, spin-offs
Terminations
Changes in service provider
Financial statement presentation and disclosures
Audit reports
Provider
AICPA
Course Level
Advanced
Professional Area of Focus
Accounting & Auditing
CPE Field of Study
Auditing
8.0
Who Should Attend
Experienced EBP auditors seeking a high level review of defined contribution plans audit techniques
Instructor(s)
Daryl Krause
Prerequisites
Recommend 5–7 years of experience auditing defined contribution retirement plans
